Risk, Regulatory and Compliance

Ready to embrace change?


Mobilizing Change for Faster, More Effective Compliance

North Highland enables financial services leaders to execute against regulatory actions and compliance issues, hit regulator deadlines, and prevent reoccurrences.

How We Help

We’re ready to meet you where you are and take you where you need to be. With capabilities that leverage people, processes, and systems, we deliver value faster.  Whether you are driven by regulatory action or the prospect of it, we bring together the combination of expertise you need to not only resolve current weaknesses or inefficiencies, but also enable the adoption of better processes and models to deliver greater efficiencies, savings, and value.

Three Lines of Defense Model

We build a strong foundation by focusing on the critical components of a 3LOD structure & core responsibilities of each player in the risk management ecosystem.

Compliance Management Program (CMP)

We consider our clients' benchmarks and industry expectations to develop institution-specific compliance programs.

Risk and Control Self-Assessment

We work with you to design and develop a RCSA methodology that aligns with your organizational requirements.

Control Testing, Monitoring & Surveillance Program

We offer industry best practices, a creative approach and unique techniques in the development of a comprehensive testing & monitoring program.

Regulatory Remediation

Our team has resolved a broad range of complex regulatory, compliance and operational issues with an emphasis on eliminating the root cause.

The North Highland Difference


We deploy teams with decades of experience working with regulatory agencies.


We leverage our cross-functional know-how and rich expertise to deliver value.


We go beyond the initial challenge to embed capabilities for greater efficiency.



Latest Thinking

People: First on the Regulatory Agenda

People: First on the Regulatory Agenda

The Elevated Value of Risk and Flexibility

The Elevated Value of Risk and Flexibility

Adapting to the Regulatory Climate with Change Sustainability

Adapting to the Regulatory Climate with Change Sustainability

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